[Nitin Bhatia]

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How to Complain Against Your Broker? is one of the most frequently asked questions. Recently, one of the reputed brokers failed to transfer the funds of its client from their trading account to the bank account. Many viewers asked me to create a video on How to Complain Against Your Broker. In this video, I will share all the steps

In case of any issue or dispute with your broker or any listed company, first, you should approach the trading member/broker/listed company. You should only register a written complaint and don’t forget to take the complaint no. If you don’t receive a satisfactory reply then you can approach the compliance officer of your broker or the listed company. If you don’t receive a satisfactory reply from the compliance office on your complaint against the broker/listed company then you can approach the exchange with your complaint.

The grievance redressal mechanism is as follows
1. INVESTOR SERVICES CELL
2. ARBITRATION
3. APPEAL MECHANISM

You can Complain Against Your Broker either online or offline on the NSE website. The process is very simple and you can track the status of your complaint through the online portal if you Complain Against Your Broker online. For offline complaints, you can check the status on the NSE website.

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